Corporate Finance & Securities Lawyers

Corporate Finance attorneys at Wilentz, Goldman & Spitzer provide legal advice to clients with respect to all aspects of corporate finance and securities, including the public offering and/or private placement of equity and debt securities issued by corporations, partnerships, limited liability companies and other business entities.

Our Corporate Finance Law Services

Our finance lawyers provide guidance and filing assistance with respect to compliance with all federal laws applicable to such transactions, including the:

  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Trust Indenture Act of 1939
  • Investment Company Act of 1940
  • Investment Advisors Act of 1940
  • Rules and regulations of the Securities and Exchange Commission
  • Related state securities laws

We also provide advice with respect to periodic reporting requirements under the 1934 Act and public disclosure requirements.

We counsel clients on proxy solicitations; Williams Act compliance (including tender offers and Schedule 13-D filings); reporting requirements for officers, directors and other affiliates under Section 16 of the 1934 Act; and compliance with New York Stock Exchange, American Stock Exchange, NASDAQ and other exchange listing requirements, as well as with the governance guidelines under the Sarbanes-Oxley Act and the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Representative Clients

Our finance lawyers have represented issuers, underwriters, placement agents and trustees in a wide variety of corporate finance transactions, including registered public offerings of common and preferred stock, warrants, bonds, debentures and convertible securities, and in offerings under Regulations A and D and other offerings that are exempt from registration under federal and state securities laws.

Our Corporate Finance & Securities Attorneys

Corporate finance typically involves a wide variety of legal issues. Our corporate finance attorneys in NJ work closely with the firm's Tax, Land Use, Environmental, Commercial Real Estate, Bankruptcy & Creditors' Rights, Employment Law and other teams to provide the highest quality of legal services to our clients. We are committed to the law firm's philosophy of producing a superior work product in a timely and cost- efficient manner.

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